Tony Tai
 Principal; SVP, Financial Planning Director
 
Tony started his career in securities finance and investment management services in 1994, he holds many related licenses.  In 2003, he focused on personal financial plan, with securities, life insurance, annuity and asset management, hands-on experience in Investment Planning, Insurance Planning, Retirement Planning, Estate Planning, Education Planning, and Wealth Management etc.  In 2007 he involved in personal and commercial property insurance business.

 

Tony started from the position of Registered Representative, has served as Securities Principal, Compliance Officer, Financial Principal, Sales Manager, as well as company executives.  He has also served in the Capital World Securities, US Pacific Financial, The Priority Securities, SinoPac Financial Services, UCB Investment Services, and New York Life Insurance etc.

 

Tony holds BBA in Management with Accounting (National Chung Hsing University), MBA of Business Administration (University of Missouri St. Louis campus), and Information Management Master's degree in MIS (University of Missouri St. Louis campus), and below registrations:
 

FINRA Series 4 Registration  -- Registered Options Principal

FINRA Series 7 Registration  -- Full Registration/General Securities Representative

FINRA Series 24 Registration -- General Securities Principal

FINRA Series 27 Registration -- Financial and Operations Principal

FINRA Series 63 Registration - Uniform Securities Agent State Law Examination

FINRA Series 65 Registration - Uniform Investment Advisor Law Examination

California Insurance License

 Property Insurance License